Below are listings of my annual fees. For portfolios composed of both stocks and mutual funds please request a
personalized quote.
Schedule of Annual Fees — Individual Stocks & Bonds
| Account Balance |
Stocks/Bonds |
| $50,000 - $100,000 |
1.5% |
| $100,000 - $500,000 |
1.3% |
| $500,000 - $1 Million |
1.1% |
| $1 Million - $3 Million |
0.9% |
| Above $3 Million |
0.8% |
Schedule of Annual Fees — Mutual Funds
| Account Balance |
Mutual Funds |
| $50,000 - $100,000 |
1.1% |
| $100,000 - $500,000 |
0.9% |
| $500,000 - $1 Million |
0.75% |
| $1 Million - $3 Million |
0.65% |
| Above $3 Million |
0.55% |
Clients may also pay a small transaction charge and some other
charges may apply. Please ask for a detailed listing.